Cindy Jones

Mrs. Jones’ responsibilities as Chief Operating Officer (COO) include overseeing day-to-day functions across client service, financial planning, investment operations, compliance, and technology, ensuring seamless coordination and efficiency. She works closely with the CEO to implement the firm’s vision and strategic plan. Additionally, she fosters a high-performance culture by training and mentoring staff, refining workflows, and aligning resources to deliver an exceptional client experience while supporting long-term business objectives. Additionally, Mrs. Jones is responsible for designing, implementing, and overseeing the firm’s compliance program to ensure adherence to SEC regulations and fiduciary standards. 

Background: Mrs. Jones' career started with a third party investment management firm that utilized model portfolios. As she gained experience, she worked her way up to a position in the portfolio management division. Mrs. Jones is a graduate of the University of Pittsburgh and has a B. S. degree in Applied Mathematics. Mrs. Jones is a Chartered Financial Analyst (CFA) charterholder and holds a Series 65 securities license.