Natalie Kennedy IACCP

Mrs. Kennedys’ responsibilities include assisting in enhancing and maintaining Covington’s compliance program by working with the Chief Compliance Officer.  Additional responsibilities include updating the firm’s regulatory filings, providing daily support to clerical and operational tasks, and interacting with all departments and staff within the firm to ensure consistency in and adherence to the compliance policies and procedures.  

Background: Mrs. Kennedy’s career began in the social services profession and transitioned into the legal field in later years.  She gained experience from working in the local county court system, specifically the criminal court room setting and the district attorney’s office and has been able to apply her detail-oriented skills to Covington’s compliance program.  Mrs. Kennedy is a graduate of Geneva College and Indiana University of Pennsylvania and has a Bachelor of Science degree in Psychology and a Master of Arts degree in Criminology.  Mrs. Kennedy is an Investment Adviser Certified Compliance Professional (IACCP).  The IACCP designation is a program co-sponsored by Comply and the Investment Adviser Association (IAA) which focuses on regulatory compliance, effective oversight, and strong compliance programs for investment advisers.